Running short of worries? Then ponder the super-volcanoes — earth-bombs that can vomit 10 or 100 or 1,000 cubic kilometers of molten rock. Super-volcanoes can change history by creating rivers of red-hot ash moving at highway speed, spreading dust across hundreds of kilometers and spewing vapors that block the sun, destroy crops and start famines.

A volcano may go dormant for thousands of years after such a huge eruption, so they may be even harder to predict than smaller ones — which are also unpredictable at this point…

But this week, Nature published a new analysis of Santorini, a Mediterranean monster, that shows the movement of molten rock that preceded the eruption.

Santorini’s sudden release of 40 to 60 cubic kilometers of rock and ash was followed by a giant collapse that left a characteristic ring of hills called a caldera. Thousands may have died in the eruption, which laid down a 60-meter layer of ash and rock.

Eruptions of this general size happen about every 300 years, says Timothy Druitt, a volcanologist at the Université Blaise Pascal in France, who lead the current study. The most recent was in 1815 at Tambora, in Indonesia.

Druitt’s new analysis of crystals within the frozen magma offers a rough schedule for the entry of molten magma into a holding tank — the magma chamber — below the volcano, which is a precursor to eruption.

Caldera-forming eruptions rival earthquakes and tsunamis as the deadliest natural disasters. “People who work in the field know these volcanoes are not rare, even on a human time scale,” says Druitt, but “we have never been able to monitor one of these big eruptions during the long buildup phase, so we are not really sure how that happens.”

The crystal analysis detects microscopic changes in chemical composition, offering a unique, after-the-fact picture of the gestation of eruption.

In the crystals

As crystals grow in the cooling magma, atoms of trace elements diffuse within them, and both growth and diffusion are affected by conditions within the hot magma, says Druitt. “These crystals grow progressively, and as they do, their chemical composition changes according to the composition of the magma around them, and the temperature and amount of water in the magma.”

The crystals revealed that a big gob of magma — perhaps 10 percent of the magma chamber’s total contents — entered in the decades before the eruption. “Looking at the crystals in this magma, we were able to reconstruct very crudely events taking place in the last few decades prior to the eruption,” Druitt says.

That final addition probably made the magma chamber unstable, leading to the eruption, Druitt explains.

If such a late, large magma movement proves typical of super-volcanoes, that could contribute to a distant early warning system for mega-eruptions, based on more conventional methods, such as seismic monitoring.

Distant early warning

But the findings also carried a caution, Druitt says, since Santorini was apparently dormant for about 18,000 years before the last apoplectic outburst. “That is a slightly alarming result. There are lot of these big caldera systems, but most are in a stage of repose.”

The upshot is more proof that a dormant volcano can still be a dangerous one, he adds. “We can imagine that a big caldera in a remote region of the world, such as the Andes, which is not monitored very well, could reawaken pretty quickly on a human time scale.”

The crystal method gives after-the-fact data on an eruption. Current attempts to anticipate eruptions rely on data about earth shaking, deformation of the crust, and release of gases.

“It’s a very timely topic, and solid science in terms of the measurements and observations,” says Bradley Singer, a volcanologist and professor of geoscience at University of Wisconsin-Madison. “They admit that there are issues about the time scales,” largely because the diffusion of strontium and titanium is imperfectly understood in the hot magma.

The study’s title, however, specifies that the final growth of the magma chamber occurs on “Decadal to monthly timescales,” Singer notes. “It could be centuries or even longer, which implies that we’d have a longer time prior to the eruption” to worry about the effects of the rising magma.

Singer concurs on the importance of understanding the relationship of magma flows, instability and eruption, and says the crystal analysis is gaining traction in volcanology.

That’s just as well, since giant caldera-forming volcanoes may be frighteningly common. The one at Yellowstone, for example, released 1,000 cubic kilometers of rock 640,000 years ago. Wouldn’t you want to know if something like that was building on your continent?

In Africa, elephants trample farms. Some traditional herders are prohibited from grazing their herds on land occupied by tourist-magnets like lions, leopards, giraffes and gazelles.

And buffalo, zebras and antelopes eat grass that could feed cattle.

In the East African savannas, the interactions between wildlife and the people whose livelihood depends on cows and goats, are complicated, critical and contentious.

Grazing is about the only way to make a living in this hot, dry land, but livestock and many wild herbivores eat similar vegetation.

And so the competition is obvious: How can a cow eat forage that a zebra ate first?

The question answers itself, and so nobody studied the issue.

Not so obvious after all

But in other realms, ecologists have found that organisms that seem to compete may actually aid each other. “We are just beginning to understand that the relationship between species is highly contextual,” says Truman Young, a professor of plant sciences at the University of California at Davis, “and this interaction includes competition and facilitation. Once, people thought if two species were similar, they always competed, but years ago, it became clear that facilitation exists in certain situations.”

Young is senior author of new study showing that in Kenya’s highland savannas, competition is partly offset by facilitation; although during the dry season wildlife steal food from the mouths of cattle, so to speak, the situation is reversed during the wet season.

When the rains come, wild ungulates (mammals with hooves), particularly zebras, seem to benefit cattle by eating fibrous, woody grasses and revealing the more delectable, higher-protein grasses beneath.

This gives cattle access to forage with more protein, and their wet-season weight gains nearly counterbalance the dry-season losses inflicted by wildlife.

Well done

The study was performed during 2007 and 2008, on nine fenced plots, or “exclosures,” each 4 hectares in size. The researchers placed four young, unbred females of an African breed called Boran on each plot for 16-week periods, and measured their eating habits and weight gain in three conditions:

First author Wilfred Odadi, a postdoctoral researcher at Princeton University and the African Wildlife Foundation, wrote us to explain that facilitation nearly equaled competition. “Wildlife-driven depression of cattle weight gain in the dry season is 35 to 40 percent. In the wet season, cattle put on weight faster by about the same percentage when they forage with wildlife.” The real-world situation, he added, would “depend on the lengths and frequencies of dry and wet seasons.”

This was the first experimental evidence that wildlife and livestock are engaged in facilitation and competition, Young says. “There is a basic-science excitement here. With this large-vertebrate system, we have shown that you can actually sometimes have competition and sometimes facilitation.”

It’s possible that the 15-year history of experiments on the site has changed the vegetation enough to weaken the results. But the continuous grazing of cattle kept the site’s vegetation similar to the surrounding savanna, Young says. “If we had excluded all large herbivores, the rangeland would become very different, and our inferences would be skewed. But because cattle are the dominant herbivores … the plots were not that different. My belief is if we had started the exclosures last year, we would have gotten the same result.”

What are the practical implications?

Killing wildlife, except for rogue animals, is illegal in Kenya, but it still happens, Odadi told us. “Because in Kenya wildlife belongs to the state, and not to the land owner, some livestock keepers still show a negative attitude towards wildlife because of perceived ‘detrimental’ effects on livestock including competition, livestock depredation and disease transmission. Some people react by fencing off their properties to keep wildlife away. There are also situations where water sources are fenced off by pastoralists to make them inaccessible to wildlife. In extreme cases, wild animals are actually killed, albeit illegally.”

And so in a region with unreliable rainfall and few resources, it’s good news for advocates of biodiversity conservation that the competition between domestic and wild ungulates, at least on savannas, may be more apparent than real.

Good news for conservation

Indeed, large mammal ecologist Johan du Toit of Utah State University, wrote in Science that the new information should eventually “provide managers with opportunities to capitalize on facilitative interactions, intervene against competitive ones, and enhance animal production overall.”

Rangeland managers often mix native and non-native plants, du Toit added. And after “bold experimentation and a break from orthodoxy,” a similar approach with animals could boost production while conserving biodiversity.

Odadi says better knowledge of cattle-wildlife interactions could support short-term changes, such as slaughtering or marketing livestock “at the end of the wet season, when they have recovered from competition in the preceding dry season, and also to minimize competitive effects (by reducing densities) in the next dry season.”

Conservationists in East Africa and elsewhere are seeking “to manage land for ecosystem biodiversity and short-term extractive value,” says Young, “but it’s pretty hard to find good examples, other than assertions about the profitability of ecotourism. We were able to show that wildlife and cattle have a complex interaction; that wildlife is not uniformly bad for cattle, and that allows us to be a little more lenient toward wildlife.”

– David J. Tenenbaum

We approach the Cave of the Mounds, a landmark (so to speak) in Southwest Wisconsin, along a walkway painted with fossils and markings that start at the Ordovician era (450 million years ago), when the limestone beneath our feet was deposited as a rain of sea shells on an ocean floor. Finally, at the cave’s entry, the asphalt calendar enters the last million years, when the cave started to be excavated by flows of acidic water.

The geological markings under our feet are one indication that the cave-men and -women who operate this site are intent on linking past and present, above- and below-ground.

Cave of the Mounds was discovered in 1939 by workers blasting in a limestone quarry on one of the highest spots in southern Wisconsin. Today, it is a tourist destination with a message — a cool, underground mecca, strategically illuminated, where tour guides leave the nettlesome lectures above ground, and offer easy-to-digest science along the cave’s alleyways.

The above ground section of the site features resurrected prairies and oak savannas, but the main attraction is the stalactites hanging over stalagmites, flowstone, the fossils embedded in ancient limestone, and the rare opportunity to see geology at work as you observe the earth from the inside out.

Aftermath of a flood unparalleled

What caused the huge erosion features, ancient shorelines, and scoured potholes in the “channeled scablands” in Eastern Washington state? In 1923, J. Harlen Bretz coined that ominous moniker and proposed that the features had been created by a gigantic flood.

During this time, geology was ruled by a “uniformitarianism” dogma, which highlighted gradual processes like deposition and erosion, and discounted the power of sudden events like floods (and perhaps even earthquakes, tsunamis and volcanoes).

Skeptics demanded to know the source of all that water in an arid region, and Bretz had a reputation as a kook. Then, geologists gradually realized that the ice-age flood had originated to the east, in glacial Lake Missoula, which had been plugged by the lobe of a glacier emanating from Canada.

In the 1950s, the idea that this huge lake had eaten through an ice dam and then coursed downstream with phenomenal power started gaining acceptance, and in 1979, Bretz, age 96, received the highest award from Geological Society of American for solving this great Earth riddle. Today, scientists believe the floods may have recurred every few years or decades as the ice age was waning, around 14,000 years ago.

The evidence for the floods comes in all sizes. Alternating stacks of coarse gravel and fine sand show gravel left by flood currents under sand left by slower water when the floods receded. A dry river bed called the Grand Coulee, in Eastern Washington, was gouged by the astonishing flow of uncorked glacial melt water. The periodic cascades that shaped Dry Falls, now in Sun Lakes State Park are considered the largest known waterfalls in Earth’s history.

The unbearable whiteness of being

The world’s largest field of gypsum dunes, at White Sands National Monument in south-central New Mexico, could arouse anybody’s inner drywaller, as gypsum is the mineral basis for both drywall and plaster. But here, where 275 square miles of gypsum dunes have built a hot, severe and scorchingly beautiful landscape, there’s not a sheet of drywall in sight.

Set aside as a national monument by President Herbert Hoover in 1933, the dunes trace their origin to vast deposits of hydrated calcium sulfate — gypsum — that were laid down on an ancient lake a quarter-billion years ago. After a geological uplift, they were exposed roughly 10 million years ago, and eventually moved to the present site in a geologic eye-blink — the last 7,000 years.

Mammoth tracks have been seen in the dunes, but they could get buried with time: Some dunes are moving 30 feet a year, as the wind piles them up on the windward side and gravity avalanches them down the lee.

The gypsum dunes are said to be the largest in the world, but what’s most amazing is not the geology, but the evolutionary adaptations life has used to survive these harsh conditions. At least seven species of animals, including three lizards, that are closely related to darker varieties living in the surrounding desert have turned white for camouflage in this bleached world. (The drywalling lizard or the plastering mouse must be here somewhere!)

Visiting the Sands? Ponder a trip to Trinity, the site of the first test of the atomic bomb.

Science museums: Try the trifecta!

The Windy City boasts not just one, but three cool science destinations, all next door to each other on the Museum Campus along the shore of Lake Michigan.

To explore some of the world’s biological and cultural wonders, spend the day at the Field Museum of Natural History, a collision of anthropology, botany, geology, paleontology and zoology. The permanent exhibits include the DNA Discovery Center, a journey through four billion years of earthly life, and Sue, the largest (and most expensive?) complete skeleton of the ferocious T. rex. Among the temporary exhibits was a recent one on the horse and its deep relationship with humans (an exhibit that particularly excited one horse-crazy Why Filer).

If your palate is whetted for a wetter world, walk to the Shedd Aquarium to explore underwater life from the Amazon, the Caribbean and both poles. Green sea turtles, beluga whales, moray eels, piranhas and penguins will be among your hosts.

If otherworldly science is more your thing, visit the Adler Planetarium. Chat about the stars with real space scientists at their Space Visualization Laboratory, or just sit back and watch the star show. Adler’s centerpiece is the Doane Observatory, the largest publicly accessible telescope in the Chicago vicinity. While you can only peer through the lens after dark, this could make for a great conclusion to your trip.

Discover a life aquatic

An Australian freshwater crocodile grows in Baltimore. Seriously. The National Aquarium Baltimore boasts more than 660 species of fish, birds, amphibians, reptiles and mammals, totaling around 16,500 marine creatures.

In addition to its rich marine menagerie, the aquarium has a collection of special exhibits and interactive oceanic enjoyment. See the world through a dolphin’s eyes at Our Ocean Planet, a show that teaches visitors about dolphins and the connections between people and their seafaring friends. Or soak in ocean sensations with a movie at the 4-D Immersion Theater, where you can experience sea life in multiple dimensions, including the smell and feel of (simulated) mist and wind. Or take an expert-led tour, including behind-the-scenes peek of the sharks’ quarters.

The aquarium is also a center for conservation. For example, its Marine Animal Rescue Program tracks the progress of rescued animals after release. Other conservation projects include restoring wetlands and investigating the impacts of mercury on the marine food chain. After all, protecting the life that sustains the ocean ecosystem benefits everyone—not just aquarium visitors.

An excursion exotic to Melville

What’s more breathtaking than seeing the world’s largest animals in the wild? Whale watching puts you up close and personal with these magnificent marine mammals. Since the 1950s, in a 180° turnaround from Herman Melville’s day, people have been flocking by the boatloads to glimpse whales doing what they do rather than to kill them.

Both the U.S. east and west coasts have whales to watch, though you must catch them in the right season during their migration. There’s no guarantee, but on the western seaboard, you could spot orcas and gray whales. The east is home to the right, fin and sei whales. Humpbacks, minkes, and blue whales troll both coastlines.

Several cetaceans (a scientific category including whales, dolphins and porpoises) are endangered, including the North Atlantic right, blue, fin, sei and gray whales. In any case, marine mammals are heavily protected by law, so whale watching should be done with professionals who obey the rules.

Celebrating, protecting southern nature

With more than 500 full-time employees and an annual budget exceeding $30-million, Audubon Nature Institute sounds more like a business than a private, non-profit organization dedicated to explaining and preserving the wonders of nature with a Cajun flavor. The group operates a zoo, aquarium and assorted parks in and around New Orleans. The Aquarium of the Americas focuses on the Caribbean, Amazon, Gulf of Mexico (complete with oil-drilling replica) and Mississippi River.

A primate exhibit in the Audubon Zoo shows dozens of our opposable-thumbed relatives. Its 360 species of animals include a jaguar shown in a replica Amazon jungle. The “Embraceable Zoo” is devoted to full-contact animal admiration, and you can also eyeball, if not pet, a prickly Indian crested porcupine. Audubon maintains two locations that focus on captive breeding and survival of endangered species; these are closed to the public, but we expect to see you at the new insectarium, located in the old Federal customs house, for the beetle races on Sept. 3.

North Carolina: decapitation capitol

Every summer, vacationers flock to North Carolina’s coast for a beach getaway. But beach vacations would have been a hard sell early in the 18th century, as the coast was the stomping grounds of the South’s most feared pirate, Edward Teach, otherwise known as Blackbeard.

Nowadays, the area is proud of its sordid past, attracting pirate-curious tourists and archaeologists alike. In 1996, Blackbeard’s biggest and final ship, Queen Anne’s Revenge, was found off the coast of Beaufort, where it had been hiding for more than 270 years. While the dives did not uncover much treasure, archaeologists estimate the wreckage holds up to 750,000 artifacts, some of which are displayed at Beaufort’s North Carolina Maritime Museum.

Blackbeard is a primary local industry. Ocracoke Island, a favored Blackbeard anchorage, was where he met his fate at the hands of what he mocked as a rabble of “cowardly puppies.” Bath has the legendary ball of light, presumed to be Blackbeard’s ghostly severed head.

So why watch Johnny Depp impersonate a pirate at the multiplex when you can check out the history of this famous scoundrel? Like we said, this old, dead, head-free pirate is a godsend for small business…

Tar is my name. Fossils are my fame

If you’re stuck for a scientific sojourn in Southern California, head for the pits. Since long before there was a Los Angeles, the La Brea Tar Pits have been an oozing, 3-D flypaper for animals, now with that all-too-trendy urban accent. Asphalt, we learn, is not just good for roads, but also for trapping live animals and preserving their fossils. Since their first description in a scientific publication in 1875, the pits have produced prodigious prizes for paleontology. The onsite Page Museum houses more than 650 species of plants and animals, all removed from the black goo, and dating back 11,000 to 50,000 years.

The tar pits were a graveyard for thousands of carnivores, including the dire wolf, coyote and saber-toothed cat, and a smaller number of herbivores, including mammoth and bison. In an effort to transcend the “heroic” era of paleontology and flesh out (if we can put it that way) a comprehensive picture of life in the era of ice, researchers have recently shifted their focus to fossils of plants and smaller animals, including millipedes, 31 species of mollusks, and 25 species of beetles.

Listen hard: Hear the galaxies?

Love big? Dig distant, mysterious and unfathomably old? At the Very Large Array, in western New Mexico, you can gawk at 27 giant antennas used by astronomers to “listen” to radio signals from the universe. When you’re done rubber-necking the hardware, check out exhibits at the visitor center.

Then climb an observation tower to get another view of the world’s premier radio telescope zoo. Notice how every single antenna has silently and inexorably changed its orientation, and is now pointing to another invisible spot in the heavens? You are looking at visual proof of our planet’s normally insensible rotation.

It takes a lot of work, and some hefty equipment, to pry loose the secrets of the universe, and here, the scale of the operation is written across the desert. Since 1980, the VLA has, alone or in tandem with other telescopes, been collecting the astrophysical evidence for the formation and destruction of stars and galaxies. The new “enhanced VLA” can “hear” three times as many radio bandwidths as the VLA and is 10 times more sensitive. How sensitive is that? They say it could hear a cellphone calling from Jupiter…

Go under cover in the capital city

Explore life under cover (and the technology that allows a spy to hide in plain sight) at the International Spy Museum, the only public museum of its kind in the United States. With the largest public collection of international espionage artifacts, the museum provides a unique global perspective of this covert profession — said to be the second oldest — and how it has shaped the past and present.

Before you start your mission, you are challenged to adopt a secret identity. As you snoop about, you’ll discover the Secret History of History, which highlights the influence of spies through the ages; gadgets and stories of espionage during the American Civil War, World War II, and Cold War; and a gallery of spy technology. You can even see if you have what it takes to be an agent in the Operation Spy interactive experience, in which you must find a missing nuclear trigger before it ends up in the wrong hands. Just don’t blow your cover!

Visit the “Boneyard”

Warplanes go to the desert to die, and there, for a fee, you can tour thousands of mothballed fighters, bombers and helicopters at the 309th Aerospace Maintenance and Regeneration Center. Bus tours run from the Pima Air and Space Museum, on the outskirts of Tucson, Ariz. With more than 4,200 planes, the “boneyard” is the ultimate in aerial combat nostalgia.

Some of these planes will be scrapped, others may be sold or salvaged for parts, or pressed back into service during future wars. Seldom celebrated, but perhaps more important from a technological point of view, the site also stores 350,000 tools used to make these machines, including, we presume, the one-of-a-kind tools and dies used to shape jet engines, wings and fuselages.

Ogling killing machines may seem macabre, but then, if you are a U.S. taxpayer, you’ve already paid for this stuff… might as well check it out, and witness how the technology of aerial warfare has changed over the decades!

Edison’s Garden of Invention

In 1887, after he had patented the first practical electric light bulb, mega-inventor Thomas Edison invented an inventor’s playground in West Orange, N.J., just outside Manhattan. Edison stocked the lab with every resource needed to crank out movie cameras and projectors, teletypes, recording and playback devices, batteries and countless other electric gadgets for the fast-modernizing nation.

With labs focusing on chemistry and physics, and with shops devoted to woodworking and metal-working, Edison could concentrate on his strong points: cranking out ideas and masterminding publicity stunts that helped ensure his commercial success. During World War I, 10,000 people cranked out electrical devices for the military at the factories clustered around the lab. Edison worked at the West Orange lab until his death in 1931.

Think of Edison as primarily an inventor? Then you have to wonder how his name wound up on the companies selling electricity to New York and Chicago. God may have made the Garden of Eden, but Thomas Edison made the garden of invention in north Jersey, and it awaits your visit.

– David J. Tenenbaum & Jenny Seifert

On May 4, scientists announced success after a 50-year quest to measure two key consequences of Einstein’s theory of general relativity. The most perfectly round objects ever created by human hand, spinning aboard a spaceship launched in 2004, have detected infinitesimal disturbances in spacetime, the invisible fourth dimension of the universe:

To The Why Files, frame-dragging means that space is no longer flat, or even just warped. It is also twisted. And as a matter of principle, The Why Files likes twisted.

These consequences of predictions made in the early 20th century by history’s archetypal theoretical physicist are yet more proof that Einstein had it right, and are the latest chapters in history’s most compelling scientific detective story; which substantiated the highly theoretical speculation of a brilliant scientist through nuts-and-bolts observations of the universe.

Courtesy Eric Zuelow, University of New England

Is this tyke being “frame-dragged” in accordance with Einstein’s general theory of relativity, or is he just playing in a park in Kenilworth, England?

1905: Relatively special

In 1905, the same year he finished his Ph.D. thesis, Einstein published several amazing insights, including papers on Brownian motion and the photoelectric effect (the latter won Einstein his sole Nobel Prize). One of those papers proposed a theory of “special relativity” that said that the speed of light is fixed and independent of the observer’s motion. The 1887 Michelson-Morley experiment convinced Einstein that there was no ether (the supposed physical background that allowed light to move), and that the laws of physics were the same in reference frames moving with a constant velocity relative to each other.

Common sense says that a ball thrown from a moving car will move faster than one thrown by a person standing still – and still faster for someone in another car driving towards it. Common sense, Einstein proved, does not always apply. The speed of light does not depend on whether the light source is mounted on a Stanley Steamer, a space ship or a water tower. The speed of light is constant. And it doesn’t matter whence you observe it. Light speed is light speed. End of story.

Image: FL0

Using a device like this, Michelson and Morley found that light had the same velocity under different circumstances; a key stimulus to Einstein’s thoughts while working on special relativity.

1916: General relativity

Einstein’s theory of “general” relativity described how gravity affects space and time. Following his habit, Einstein started a thought experiment — a series of “what-if” questions – related to gravity: “If I were falling through space, I would not feel gravity.” Therefore, the laws of physics did not require gravity in every situation. But since the laws of physics must apply everywhere, then gravity must result from something else, which Einstein concluded was the fabric of spacetime.

The classic explanation for spacetime is this: gravity results when the curved fabric of spacetime causes a massive object (a bowling ball or a galaxy) to distort space-time, causing other objects to fall toward the “valley” it has created in spacetime. To us, this looks like gravity, but to Einstein, it’s more a matter of geometry.

1906: Working on the proof

One year after Einstein published special relativity, scientists got some support for the theory, says Richard Staley, an associate professor of the history of science at the University of Wisconsin-Madison. Einstein and others had predicted, for different reasons, that certain fast-moving electrons would gain mass. German physicist Walter Kaufmann did some experiments, and interpreted his results as proof that the mass gain was due to a competing theory rather than relativity, but “the tests were not accurate enough to make a decisive choice between the different theories,” Staley says.

1919: Sun’s gravity bends light

The first confirmation of general relativity appeared after a highly publicized journey by British astronomer Arthur Eddington. During a total solar eclipse, Eddington observed stars that were almost directly behind the sun. As predicted by general relativity, their starlight was bent by the sun’s gravity.

Gravity, counter to intuition, could bend light, and Eddington, no dunce, became an ardent popularizer of relativity.

Although we may look back on Einstein as an oddball with a zany haircut who stuck out his tongue and rode a bike, he was a serious man who thought about politics as well as physics. Living in Germany during World War I, he was an outspoken pacifist who organized scientists against militarism. “Einstein thought we needed to think across national borders and tried to start a book project to include contributions from people from neutral and enemy countries,” Staley notes. “Most of his colleagues said it was a great idea, but would be counterproductive. They refused to participate, so it did not happen.”

Even before his fame got a boost by the 1919 confirmation of relativity, Einstein was willing to “take stances counter to others,” Staley says. “He was cautioned about going public, but when the war was finished, he decided he’d been right. Even though physics does not give you a particular insight into politics, it was clear that nobody had better insights, so he might as well make his views public.”

1974: Neutron stars and gravity waves

By the 1920s and ’30s, relativity was enshrined as a foundation of physics, but the proofs rolled on. In 1974, researchers found that a pair of neutron stars — phenomenally dense objects formed after regular stars collapse — was losing energy. Neutron stars emit extremely regular radio pulses, and the slowing of the pulses was interpreted to mean they were losing energy through the gravitational waves that general relativity predicts. The discovery won the 1993 Nobel Prize for physics.

Detecting gravity waves remains the object of an expensive, long-term scientific quest.

1979: One weighty lens

In 1936, three years after Einstein emigrated to the United States to escape the Nazis, he predicted that immense gravitation would bend light rather like a lens. Contemporary telescopes were unable to find such a “gravitational lens,” but in 1979, astronomers noticed two surprisingly similar images of a distant quasar and concluded that they were looking at a double image of one giant light source, split in two by a cluster of galaxies along the sight path to Earth.

“As usual, Einstein was ahead of the curve,” Harvard historian of science Gerald Holton told The Why Files in 1997. In 2006, a single quasar appeared in five individual images, again due to the gravity of an intervening cluster of galaxies.

Apparently a trillion stars, more or less, will do strange things…

1997: Neutron stars and frame-dragging

Although the 2011 report from Gravity Probe B was the first to identify “frame-dragging” of spacetime due to Earth’s mass, in 1997, scientists reported that rotating black holes and neutron stars were frame-dragging. The study, by Wei Cui at Massachusetts Institute of Technology, found that the gravity of a black hole spinning several thousand of times per second was distorting spacetime into a funnel shape. “It’s a very abstract thing,” Cui told us.

Black holes are extraordinarily dense points in space with a super-intense gravity that even traps light. Their presence can be deduced from a shower of X-rays produced as matter falls into the hole.

Scientists have long accepted that massive objects distort spacetime much as a bowling ball would distort a web of fabric that supports it. But frame-dragging means a rotating mass has some “sticky” quality that drags spacetime, and frame-dragging was more proof that Einstein was right, Cui said. “These are all results of his theory of general relativity, which described gravity.” In other words, gravity becomes a property of spacetime. “You can take all the facts of gravity and explain them with a certain geometry of spacetime.”

1995: The ultimate chill-out

Back in 1925, when “automobile” meant model A, and “president” meant “Silent Cal” Coolidge, Einstein predicted that a strange phase of matter would exist near absolute zero, a frosty -273°C. Expanding upon the calculations of Indian physicist Satyendra Nath Bose, Einstein calculated that atoms would enter a unified quantum-mechanical state near the coldest possible temperature.

The atoms would become a drill sergeant’s dream — identical in mind and body.

What was dubbed the “Bose-Einstein condensate” would also be a new phase of matter. Since only four phases exist in the universe — gas, liquid, solid and plasma — discovering another phase would pump up a resume.
In 1995, Carl Wieman, a professor of physics at the University of Colorado, and colleague Eric Cornell fulfilled Einstein’s prediction by creating this bizarre phase of matter at just 200-billionths of a degree Celsius above absolute zero. As Wieman told us in 1997, “We wanted to see if real atoms could ever match the ideal system that Einstein was considering, and they did match — really quite nicely.”

Quantum mechanics says that atoms can exist in certain energy states, but not in between. A group of atoms occupies numerous energy states, washing out the quantum-mechanical effects, but in a Bose-Einstein condensate, Wieman said, “You have a bunch of atoms in a single quantum state, obeying the laws of quantum mechanics as a whole. Traditionally, to see a quantum state, you had to look inside a single atom. Now we can look at millions of atoms.”

2011: Sweet success smiles on Gravity Probe B

The insights of the former Swiss patent clerk are impossible to exaggerate, but it took a lot of technical sophistication and ingenuity to detect disturbances in spacetime in the vicinity of Earth. That was the goal of Gravity Probe B.

Francis Everitt, a Stanford University physicist who has devoted his career to sailing Gravity Probe B across technological and financial shoals, compares the “dragging” of spacetime to a giant pot of honey. “As the planet rotated its axis and orbited the Sun, the honey around it would warp and swirl, and it’s the same with space and time.”

Save for the effects of gravity and relativity, the high-tech gyroscopes aboard the spaceship should point forever in one direction. Instead, gravity changes their orientation in subtle but measurable ways.

The rotors in those gyroscopes are the most precise spheres ever manufactured, which is astonishing if you consider that they were measured with “micro-inches” rather than microns.

It is not necessary  to offer a practical justification for a proof of relativity – simply explaining the universe is ample. But Gary Shiu, a professor of physics at the University of Wisconsin-Madison, notes that the ultra-precise equipment crafted for the gravity probe helped improve global positioning systems and the gizmos used to map the microwave background radiation that was created shortly after the Big Bang and still pervades the cosmos. “These technologies have already been developed, the spinoff already proven,” Shiu says.

Although some of the previous proofs of general relativity could conceivably be explained with alternate theories, Shiu says, “The frame-dragging detected in Gravity Probe B provides yet another independent test that any alternative to Einstein’s general relativity would have to meet.”

A man apart

A theory must explain the working of some aspect of nature, and it must be tested, generally by trying to disprove its predictions. Does your theory say gravity is an attraction between any two objects? Then, if you can find objects that fail to attract, you need to revise or reject your theory.

After a century of confirmation of Einstein, the obvious remaining question concerns scientific creativity rather than physics: What was Einstein’s secret? “He was very persistent, was the prototypical scientist,” says Shiu, who helped organize an upcoming conference on Cosmology since Einstein. “When he wanted to solve a problem, he could take 10 or 20 years. We cannot figure out the answer in a few months or years, we need to do whatever it takes to solve the problem.”

Kip Thorne, a California Institute of Technology physicist, told us in 1997 that he attributed Einstein’s deep insight to his “conviction that the universe loves simplicity and beauty… His willingness to be guided by this conviction, even if it meant destroying the foundations of Newtonian physics, led him, with a clarity of thought that others could not match, to his new description of space and time. … All new laws that have been successful in describing the real universe have turned out to obey Einstein’s principle of relativity.”

Indeed, Thorne called relativity a kind of super-law that “must be obeyed by all laws of physics, no matter whether they are laws governing electricity and magnetism, or atoms and molecules, or steam engines and sports cars.”

Gerald Holton, a physicist and historian of science at Harvard University, pointed to several characteristics that helped Einstein ^{1 2} excel:

Beyond a unique ability to peer inside the universe, Holton says Einstein also wrote about his philosophy and technique. “This man allowed himself to be more public and frank, and in particular about his scientific method, which is very much the method still used by other physicists.”

Yet for all his brilliance, Einstein failed to find the holy Grail of physics –a “grand unified theory” to explain all four physical forces. Electromagnetism and the strong and weak nuclear forces are explained by a single theory called the “standard model,” but to this day, gravitation stands stubbornly apart.

Summing up? Einstein

Einstein’s revolutionary theories grew from his philosophy of nature and insistence that physical laws must be true on Earth, space ships and stars, combined with a phenomenal intuition for nature and enough self-confidence to rewrite Newton’s laws of gravitation and motion. Einstein interpreted experiments from the 1880s, which suggested that the speed of light was independent of the observer’s motion, as meaning that the speed of light is constant throughout the universe. He then proposed that mass would affect light and spacetime, which is the backdrop for all events, atomic, human, cosmic and comic.

Still, everybody makes mistakes. Einstein denied the existence of black holes and loathed the role of chance in quantum theory, saying “God does not play dice with the universe.” He also cooked up a “cosmological constant” because his theories implied that the universe was changing size, which he considered too weird to be true.

When astronomer Edwin Hubble proved that the universe was expanding, Einstein called the cosmo constant “the greatest blunder of his life.” And yet recent discoveries indicating that the universe is, for unknown reasons, expanding ever faster could mean that his “greatest blunder” was not that far off…

Although Newtonian physics still describes what we see every day, more than a century after the young patent clerk brutally shouldered Newton aside, there’s no question Einstein grasped the big picture. And that returns us to this simple question: “How did he do the things he did?”

“Einstein was typically working between several different theoretical approaches,” says Staley, the science historian. “He was looking for places in which the best laws we currently have fail or don’t provide clear guidance, and then was trying to use those critical gaps to provide new insight into connections between different areas. People often think he thought outside the box. I think he thought across several boxes, and saw ways to link theory that others did not recognize. Although others were also looking at the limits of theory and trying to unify different areas, he did it better.”

For decades, scientists have thought that the pre-historic Antarctic climate was governed by events at the other end of the planet — in the Arctic. That’s because variations in solar radiation in the northern summer tracked nicely with the temperature record from sediment cores and ice cores taken on or around Antarctica.

Our record of temperatures in the deep south is carried in the ratios of oxygen and hydrogen isotopes (atoms with different masses) contained in ice cores. But Thomas Laepple, of the Alfred Wegener Institute for Polar and Marine Research in Germany, has just published an article maintaining that because the Antarctic ice cores did not accumulate at a steady pace, they have not been interpreted correctly.

Today, more snow (the source of ice), gathers in winter. Because that likely also happened in the past, ice cores from Antarctic tell us more about winter than summer, says Laepple.

And God created winter!

Photo 1: Hans Oerter, Alfred Wegener Institute, Germany, Photo 2: Eric Cravens, National Ice Core Lab

This 150,000-year-old piece of Antarctic ice is 10 centimeters in diameter, and was taken from a depth of 2,250 meters. After researchers clean, measure and catalog this core, it may be stored in a giant freezer like the one in the next image (rollover).

When Laepple and his colleagues factored in this seasonal effect, the level of sunlight in the southern hemisphere suddenly began to explain Antarctic temperatures. Although the orbital cycles still globally affect solar radiation, there was no longer a need to look at the other end of the Earth to explain rhythms in Antarctic temperatures.

The orbital cycles in question are named for Serbian engineer Milutin Milankovitch, who, about a century ago, sought to understand how three slow shifts in Earth’s orbit would affect the amount of sunshine in different regions, different seasons and years.

These orbital variations, which are influenced by gravity of the moon, sun, Jupiter and Saturn, are the basis of the “Milankovitch cycle:”

As scientists examined ocean sediments and then ice cores, the Milankovitch influence on solar radiation in the Northern hemisphere became the accepted explanation for the changing global climate. But when Laepple factored in the seasonal nature of Antarctic snowfall, he found that Milankovitch could explain the climate on the southern continent more directly. “I don’t question that the Milankovitch cycle has an influence on climate,” says Laepple, “but I question that its influence on the Antarctic is coming through the Artic.”

The adjustment was needed because more ice accumulates during winter and does not affect the overall climate record, Laepple says, “but it completely changes the recording of the signal stemming from the precession of the earth axis, which was the evidence for the remote North-South connection.”

Photo 1: Steven Profaizer, Photo 2: Sepp Kipfstuhl, Alfred Wegener Institute, Germany

Scientists use massive drills to uncover the stories about past climates told in ice cores (roll over for to see a core from a depth of 2,668 meters).

How would you explain it?

Climate is never simple, notes Richard Alley, a climate expert and professor of earth science at Penn State, who was not involved in the research. The Milankovitch cycle, he says, “shifts sunshine around on the planet, with more in some places and less in others, changing the length of seasons, the total sunshine during seasons … so it is not surprising that multiple hypotheses can be advanced to explain a given climate record. Ultimately, the mere fact of correlation is not the answer; we seek understanding of the physical linkages. … The new paper provides a clever new idea for a physical linkage, and I anticipate it will get people discussing and studying.”

Any new study concerning climate processes could get sucked into the political vortex enmiring global warming, so we asked if Laepple’s study of Antarctic conditions should lead us to question the widely-accepted theory that burning fossil fuels and changing land use have altered the climate.

Laepple reminded us that he’s studying changes that occur over periods of 10,000 years. He also insists that the new analysis “will not change the basic record of glacial and interglacial periods — the march of ice ages over the past million years. We are focusing on the precession cycle [the 21,000-year cycle affecting the location of Earth's axis], as this provides the evidence showing where and how the climate is affected by radiation changes, and might hold the key to the mechanism of slow climate change.”

Years ago, scientists began to revise their interpretation of Greenland ice to account for the seasonality in snowfall, Laepple says. “This new study is part of a long discussion. As we interpret the climate record, we have to focus more on how the climate signal gets recorded in the climate record.”

Talk about going to extremes: In 2004, an anonymous American man with ulcerative colitis chose to eat parasitic worms instead of having his diseased colon removed. He hoped that whipworms would provide a last-ditch biological balm for painful, bloody and frequent diarrhea, and more serious complications of colitis.

If his symptoms had not improved, you would not be reading about his sojourn through planet parasite. “It did work with this individual, he seemed to get better, not just once but twice,” says P’ng Loke, a parasite immunologist at New York University who studied the case.

Photo: Delorieux for Johann Gottfried Bremser

Imagine swallowing 2000 of these guys. You just might, if you were plagued with an inflammatory bowel disease.

In the same year that Mr. A swallowed those worm eggs, two other biological treatments gained Food and Drug Administration blessing as “medical devices”: leeches for removing excess blood after surgery, and maggots for cleaning difficult wounds.

Live organisms once played a bigger role in medicine, observes Ronald Sherman, a California doctor and maggot maven. “Before we had a good method for controlling syphilis, the bacterium was killed by inducing a fever, and one of the best methods was through malaria, carried by mosquitoes.”

Ready for some greatest hits from the ancient-but-modern realm of medicinal vermin?

Wondrous whipworms

Ulcerative colitis is a chronic bowel disease that afflicts up to one American in a thousand, apparently caused by some combination of inflammation and heredity. There is no cure. To prevent holes in the colon and other nasty outcomes, the bowel is often removed — a treatment that is also used for Crohn’s, the other major inflammatory bowel disease.

Photo: Uma Mahadevan, UCSF

Mr. Anonymous’s colon has a heavy infestation with whipworms, which are damaging the intestinal walls. Could that bleeding be a good thing?

In 2003, Mr. Anonymous was diagnosed with ulcerative colitis, and in 2004, he went to Thailand and ate 500 eggs of Trichuris trichiura, a parasitic helminth worm, and then 1,000 more.

The symptoms abated, and when they returned in 2008, Mr. A, who’s now 35, slurped 2,000 more whipworm eggs, and again his symptoms receded.

There is some support for the idea that parasitic worms can help with ulcerative colitis. Whipworms infest almost a billion people around the world, and colitis is scarce in infected regions. Animal tests, and one human trial¹ suggest that parasitic worms can help with ulcerative colitis.

This story of salvation courtesy of planet parasite might be dismissed as another tall tale told over a tall goblet of organic wheat-grass at the Health-4-All-Spa, except that Mr. A came under the scrutiny of medical experts² eager to explore the effect of parasites on one ulcerated colon.

Although eating worm eggs twice reduced the symptoms, one person does not constitute scientific proof, says Loke, a parasite expert. “The question is whether it would work for everyone, and for whom it would do more harm than good; that’s what we worry about.”

Image: Kimberley Evason, UCSF

Stained Trichuris trichiura eggs inside a worm from the ulcerative colitis patient who infected himself with these whipworms.

Whipped into shape?

The study did pinpoint a mechanism of help, and surprisingly, it was not, as expected, via a dampening the immune system. “When we analyzed this patient, we started thinking that the protection may be more related to restoring mucus production,” Loke says.

Mucus protects the intestinal lining from bacteria and other dangers, and Loke and his colleagues think the worms accelerated activity in genes involved in producing mucus, through a stimulating chemical called IL 22.

A second benefit probably came from faster growth of cells lining the intestine, Loke added. “We know from mouse studies of Trichuris that the mechanism of expelling the parasite from the gut involves a combination of turning over epithelial cells so worms will get sloughed off, and an increase in mucus production.”

Immunology still matters, he says, but it may be that the worms are triggering a protective immune response rather than immune suppression.

Before worms could be considered a treatment for ulcerative colitis, “we hope to understand the mechanism a bit better,” says Loke. “In the ideal situation, we’d like to activate this response without using the worms themselves.”

Amen.

Photo: Professor David B. Fankhauser, University of Cincinnati Clermont College.

Goblet cells (arrow) in the intestinal lining create protective mucus. Increased mucus production could explain how whipworms treat ulcerative colitis.

Worms v. asthma

There’s been some hope that regulating the immune system could help with asthma, but the improvements in patients in a clinical trial³ of hookworms were, disappointingly, not statistically significant.

But 13 of the 16 patients who swallowed hookworms decided not to get de-wormed afterwards, which suggests some perceived benefit, admits study author John Britton, in the division of epidemiology and public health at the University of Nottingham (United Kingdom). “We weren’t able to measure anything objective; hence the implication that larger, longer (and simpler) trials are needed.”

If you are tempted by do-it-yourself worm treatment for asthma, Britton has simple advice: “Don’t. There’s no evidence that it works.”

Both the benefits and the risk remain to be documented, says Loke, who tracked Mr. Anonymous, “and we don’t understand that fully. Worms can cause symptoms of colitis” and in the case of Mr. A, “are causing damage to the gut. But we think the gut is activating a healing response against the worms, and one benefit of that is the side effect of helping colitis.”

Marvelous maggots

While people have long used live organisms for medical purposes, many trace the scientific foundations of maggot therapy to World War I, when surgeon William Baer observed that maggot-infested wounds were often the cleanest and quickest to heal.

Photo: Alvesgaspar

Baby animals usually are cuter than the adults, but nobody told the green bottle fly!

In 1929, Baer reported complete success after treating 21 bone infections with maggots, and fly larvae quickly gained acceptance for wound treatment. But when antibiotics became widespread in the 1940s, healing became simply a matter of sprinkling a magic powder, and maggots were forgotten.

With diabetes becoming epidemic, and with so many bacteria immune to antibiotics, maggot use is again on the upswing. One key use is treating foot ulcers: slow-healing sores that affect about 15 percent of people with diabetes, and force 70,000 amputations each year in the United States.

Since Baer’s time, the common green-bottle fly, Phaenicia sericata, has been the preferred medical maggot, because it devours dead tissue, but not living flesh. Flies must be sterilized before use, and because the eggs quickly hatch into larvae (maggots), air-shipment is necessary, says Ronald Sherman, laboratory director of maggot-maker Monarch Labs.

The healing never stops

Sherman says he became interested in blending entomology and medicine when he read about Baer during medical school. “I was always interested in medical entomology, the intersection of health and insects, but usually that was in the context of insects that cause disease. I was also interested in the beneficial uses of insects.”

As investigations in maggot therapy started to ramp up the 1980s, he recalls a “huge wave of resistance [that] was not all due to revulsion” at the thought of hosting insects.

Part of the problem was resistance to change, he says, especially “When that change is associated with these negative, emotional connotations: death, flies, an unhygienic environment.”

Some resistance, he says, came from doctors “who saw that patients were lining up for [maggot] treatment. People … were canceling amputation surgeries … just to give maggot therapy a try!” According to Sherman⁷, some studies show that maggots can “salvage” 40 to 50 percent of limbs and digits scheduled for amputation.

One study⁸ found that although 43 percent of patients had flies escaping from their wounds, and 19 percent eventually needed amputation, 89 percent would use maggots again.

Courtesy Ronald Sherman

A bottle of chemically sterilized maggots costs about $100, plus shipping. Because the adult flies can be infectious, they must be restrained with cheesecloth or a special-purpose dressing.

Flies on trial

Other studies are less definitive. For example, in a randomized trial⁹ of wounds published in 2009, larvae-infested leg wounds were more painful, and while maggots were better at cleaning, they did not hasten healing or reduce bacterial infections.

A review¹⁰ of randomized treatments for diabetic foot ulcers found that “one small trial suggested that larvae resulted in a more than 50 percent reduction in wound area compared with hydrogel.” (Hydrogels are new dressings that keep wounds moist.)

Why only “one small trial” for the common diabetic foot ulcers? Because the gold standard for selecting therapies requires that neither doctor nor patient know which treatment was used — but this “double-blind” is doubly difficult when the medical device is a mess of growing flies!

Sherman, who is a maggot entrepreneur as well as medical doctor, says maggot therapy ought no longer be considered a last resort. “Most clinicians come to it either because their patients, or they themselves, are at a dead end. Facing amputation, they’ve run out of options. Once they see what maggots can do, and recognize how simple, inexpensive, and relatively safe they are, they recognize that they don’t have to wait so long, and in the future will think about maggot therapy … before the wound has progressed, before the infection has progressed.”

Image: Rsabbatini

Leeching was standard practice until the mid-1800s. Leech saliva contains anesthetics, which could also explain why this lady is so cool, calm and collected with her slithery pals!

Maggot therapy is occurring “throughout the world,” Sherman says. “Twenty-four labs are producing medical grade maggots and providing them in 40 countries. In the United States alone, about 2,000 centers are regularly using maggot therapy. The treatments are included in textbooks, review articles on wound care and conferences.”

Leapin’ Leeches!

Leeches — bloodsucking aquatic worms — have been a part of medicine for at least 2,000 years. The Encyclopedia Britannica tells us that “Throughout most of Western history, leeching-or leechcraft-became such a common practice that a physician was commonly referred to as a ‘leech.’”

Modern-day “leeches” use leeches to drain excess blood after surgery. “The classic use is when a finger is reattached surgically,” says Kosta Mumcuoglu, a parasitologist at Hebrew University in Jerusalem. “Even if the surgeon succeeds nicely in reattaching the arteries, they often have problems with the veins, so blood can enter the finger but not return to the body. Then it’s a short time until the blood in the finger coagulates and the patient loses the finger.”

Surgeons may try to improve circulation with further surgery or anti-coagulants like heparin, says Mumcuoglu, president of the International Biotherapy Society. But if circulation is still stuck, “The skin may start to turn brown or violet, and any time now, the finger is going to be lost.”

Courtesy Kosta Mumcuoglu, Hebrew University¹¹

After finger-reattachment surgery, leeches excess blood that would otherwise clot and kill the finger. Those white objects are holding the surgery tight. Children whose fingers have been caught in doors are major beneficiaries of this surgery, but snowblowers can also amputate fingers.

Evolution plays two contrasting roles in our story: To avoid bleeding to death, mammals have evolved a powerful “coagulation cascade” that clots blood outside blood vessels. Because clotting could be deadly to leeches, they, like their bloodsucking brethren the ticks, mosquitoes and vampire bats, have evolved anti-coagulants.

One chemical in leech saliva, for example, blocks thrombin, which helps platelets clump to start a blood clot.

Not only do leeches produce prodigious amounts of clot-blockers, but they also have chemicals that relax blood vessels, which contributes to their utility in surgery. In 2004, leeches garnered FDA approval as a “medical device.”

The chemicals in leech saliva, aided by some manual clot removal, ensure that the skin around a surgery will bleed for hours or days after leeching. Even though the patient may need a blood transfusion, after a few days, “new blood vessels are growing in the area, and the circulation becomes normal, and we have a good feeling that we have saved the finger,” Mumcuoglu says.

Leeches also secrete anti-inflammatory compounds that are being tested against diseases linked to inflammation. In a randomized trial¹³ in Germany, four to six leeches, which attached for an average of 70 minutes, led to a significant decrease in pain of osteoarthritis of the knee after seven days, compared to the anti-inflammatory drug diclofenac. Leech treatment also significantly improved stiffness, function and general arthritis symptoms, for the entire 91-day study.

In 2008, the same researchers¹⁴ found that leeches. when compared to diclofenac, produced significant benefits in pain, mobility and quality of life for osteoarthritis of the thumb.

Solution: Outsourcing?

Still, leeches may never regain their former medical prominence. In London, in 1846, “at least tens of millions of leeches” were imported each year. A reservoir in Norwich, one author¹⁵ wrote, “might at least aid in supplying the quantity needed for our own consumption, instead of being almost entirely dependant, as we at present are, on a foreign supply.”

However, this last finding may be key to further progress, says Mark Siddall of the American Museum of Natural History, who led the group that identified three species. “This raises the tantalizing prospect of three times the number of anti-coagulants, and three times as many [other] biomedically important developments…”

Did we forget what parasitologists call the “Yuck! factor”? Do patients squirm at the thought of attaching primitive bloodsuckers to their wounds? Generally not, says Mumcuoglu. “We have less problem with leeches than with maggots. We explain, ‘This is your last chance, if you don’t want to lose the finger, we have to try this.’ … Nobody has rejected the treatment.”

Given the current hostility to government, you could be forgiven for thinking that “bureaucrat” is a euphemism for “bottom feeder” or “control freak.”

But does bureaucracy contain the keys to making a large state? Did bureaucracy’s characteristic division of administrative labor and power allow ancient states to rule areas that were too large to walk across in a day?

Yes, says anthropologist Charles Spencer of the American Museum of Natural History in New York. In an article in the Proceedings of the National Academy of Sciences this week, Spencer looked at states that arose thousands of years ago, in isolation from any other state.

He found that, so far as the archeological record could say, the rise of bureaucracy and the territorial expansion were more or less simultaneous. In contrast to another more traditional view of state development, the expansion did not occur long after bureaucracy appeared.

The six states under study were in Mexico, Peru, Egypt, Iraq, China and Pakistan’s Indus Valley.

“In all six cases this model seems to work, which suggests that this process of territorial expansion is perhaps how a state bureaucracy evolves in the first place,” says Spencer.

He adds that the tight link between bureaucracy and expansion “may tell us something fundamental about the nature of states and bureaucracy.”

All photos copyright Charles S. Spencer, AMNH, used with permission

The main plaza of Monte Albán, in the Oaxaca Valley. Building J (foreground), features some 40 stone slabs with inscriptions showing the city’s conquests.

Three stages of development

Chicken or egg?

When historians and social scientists pondered the origin of states, many figured that the growth of the bureaucracy was a precondition for an imperialist expansion of territory. But Spencer believes that territorial expansion and the growth of bureaucracy are united in a positive feedback loop. “There is much evidence that the pre-bureaucratic system seems to be spatially more limited. Once you start getting involved in managing territory beyond that limit, you have to have a delegation of authority to secondary and tertiary centers; this seems to be a requirement for maintaining one of these larger political-economic territories.”

Spencer says chiefs were apparently loath to dispatch powerful lieutenants to administer provinces, for fear they would go rogue, but the bureaucratic structure made it safer to send out tax collectors or generals with a limited array of powers. “To move toward a larger polity, it’s necessary to assign powers and roles,” he says. But this strategy requires a fundamentally different kind of administration, one based on bureaucratic principles.

Roots of an idea

The blond clay in “Crema” pottery came from a source near Monte Albán. The timing and distribution of crema ware shows when and where Monte Albán traded with other settlements in the Oaxaca Valley.

Spencer says he began thinking about the state development in the 1970s, while doing research at the ancient city of Monte Albán, located in south-central Mexico’s Oaxaca Valley. He says Monte Albán began to acquire a bureaucratic form of government around 300 BC, and the city flourished for roughly 800 years.

The specialization that characterizes bureaucracy is evident in the “diverse array” of buildings and temples at Monte Albán itself, Spencer wrote.

The Oaxaca Valley is a large, three-lobed valley, and as Spencer explored how Monte Albán gathered more territory, he found the expansion toward the north “happened much earlier than most people thought, and was in fact contemporaneous with the appearance of state institutions around 300 BC.”

That did not jibe with the theory that the bureaucracy arose first, long before the state expanded its territory to distant regions, but rather indicated that the bureaucracy and the territory expanded at the same time. “I started to think about how territorial expansion, rather than being a consequence of state formation, might be the mechanism through which the state arose, and the extra resources generated by expansion would help finance the administrative transformation itself.”

The El Palenque palace, near San Martín Tilcajete, in the Oaxaca Valley, dates to 300-100 B.C. Although this is the earliest palace yet excavated in the Valley, a similar but larger palace probably existed at Monte Albán during this period.

States may expand violently or peacefully, Spencer says. “There are ways to impose your will on another territory that may not involve killing. You may set up an economic relationship that is far more favorable to you than to them, with the understanding that if they do not play along, they will get squashed.”

On April 15th – America’s tax day – “bureaucracy” may conjure the Internal Revenue Service, but bureaucracies can be more beneficent or more sinister than that. “Government can do very good things, but this research suggests that the state, and by extension the bureaucracy, is inherently expansionistic, you might even say inherently predatory, and that is a cautionary note we need to keep in mind,” Spencer says. When a state initiates unprovoked warfare, “we should remember that this is perhaps the oldest doctrine of all in the story of states.”

–David J. Tenenbaum